POLICIES AND PROCEDURES

An effective compliance program can't exist without practical, easy-to-follow and adaptable policies and procedures. We pride ourselves in developing policies and procedures that are tailored to your business, improve operational efficiency and make implementation simple.


Some of the key policies and procedures we will produce for you are:


  • Code of Conduct
  • Compliance Manual
  • Anti- Money Laundering Policy and Know Your Customer Procedures
  • Compliance Monitoring Plan
  • Risk Management Policies
  • Accounting Policies
  • Compliance Review Procedures